SECURITIES / DERIVATIVES

    image

    Securities / Derivatives

    Taiwan Reconsiders 30pc Single Stock Weight Cap for ETFs

    By Nithya Subramanian | 24/02/2025

    With TSMC now accounting for 37% of the Taiex, regulators are considering lifting the 30% cap on a single stock’s weighting in index-tracking ETFs.

    image

    Market Infrastructure

    Short-selling Should be Allowed on More Stocks: FSS Head

    By Thisanka Siripala | 24/02/2025

    As Korea prepares to resume short-selling, FSS Governor Lee Bok-hyun said investor confidence would improve if short-selling was allowed on a broader range of stocks.

    image

    ESG / Sustainability

    SC Malaysia and ICAEW Partner to Strengthen Sustainability Disclosures

    By Nithya Subramanian | 24/02/2025

    The partnership focuses on capacity-building with training on climate-related financial disclosures, sustainability certifications, and regulatory best practices.

    image

    Market Infrastructure

    UK Holds Launch Event for Transition to T+1 Settlement

    By Nithya Subramanian | 23/02/2025

    The BOE estimates the move to T+1 will free up GBP 1 billion of margin currently held at CCPs, which can be repurposed to “more productive uses”.

    image

    Capital / Liquidity

    Korea: FSS Governor Calls on Banks to Tighten Internal Controls

    By Thisanka Siripala | 21/02/2025

    FSS Governor Lee Bok-hyun urged executives to be more proactive in reforming organisational culture to eradicate financial accidents.

    image

    Securities / Derivatives

    Thailand to Impose Limits on Short Selling and High Frequency Trading

    By Nithya Subramanian | 21/02/2025

    Short selling and HFT practices will only be allowed for stocks in the SET100 Index. The SET hopes this will bring greater market stability.

    image

    ESG / Sustainability

    China Releases Framework for Sovereign Green Bonds

    By Mark Johnston | 21/02/2025

    The framework will be used as one of China’s key tools to help it achieve peak carbon by 2030 and carbon neutrality by 2060.

    image

    Market Infrastructure

    FIA Seeks Longer Implementation Period for CSRC’s Algo Trading Rules

    By Mark Johnston | 21/02/2025

    FIA says firms would face operational hurdles or even scale back in China without sufficient preparation time.

    image

    Enforcement

    FSC Korea Fines Nine Securities Firms for Capital Market Act Violations

    By Thisanka Siripala | 21/02/2025

    Nine firms were fined a combined $240mn for misconduct involving their handling of bond-type wrap products and trusts for clients.

    image

    Securities / Derivatives

    UNEP FI Unveils Initiatives to Promote TNFD-aligned Disclosures

    By ESG Investor | 21/02/2025

    UNEP FI will work with the UN Sustainable Stock Exchanges Initiative to help stock exchanges implement the TNFD recommendations.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team