Securities / Derivatives

Securities / Derivatives

Brokers Under CSRC Scrutiny for Stock Pledge Business

By Editors | 03/09/2019

Securities companies are asked to carefully check and rectify any non-compliant stock pledge business and strengthen risk management and controls.

Securities / Derivatives

Bursa Malaysia Consults on Listing Rule Amendments

By Editors | 03/09/2019

The amendments focus on the issuance of new securities, seeking to enhance transparency, promote better corporate governance, ensure board integrity and protect investors.

Market Infrastructure

SFC Launches ‘Key Risk Indicator’ Reporting Platform

By Editors | 02/09/2019

Initially, licensed corporations of 22 global FIs will have to submit data relating to their operations, conduct issues and prudential risk exposures on a monthly, quarterly and yearly basis.

Market Infrastructure

ASX to Streamline Transfers to CHESS Subregister

By Editors | 02/09/2019

ASX will remove a requirement for settlement-only participants to receive and provide a registrable transfer document for transfers, but will require validation checks.

Securities / Derivatives

SEBI Extends Deadline for New Rules on Handling Client Securities

By Editors | 30/08/2019

Following feedback from stock exchanges and market participants, SEBI has decided to extend the effective dates in a June circular by one month.

Market Infrastructure

Chinese Regulators Vow to Bring Quality Deals to Market

By FinanceAsia | 30/08/2019

The Chinese securities watchdog updated three draft regulations last week. For investors, it means both opportunity and challenge.

Securities / Derivatives

China Launches New FX Options Trading Pairs in Interbank Market

By Editors | 28/08/2019

Before Monday, the CFETS only provided FX options trading where one side of the pair was the CNY. New contracts include EUR/USD, USD/JPY, GBP/USD, AUD/USD and USD/HKD.

Securities / Derivatives

China to Accelerate Capital Market Reforms – Report

By Editors | 28/08/2019

The CSRC said it has adapted its plan to accelerate the opening-up of the capital market from international best practices.

Securities / Derivatives

CSRC to Allow Listed Companies to IPO Spinoff Units

By Editors | 26/08/2019

Under draft rules, parent companies must meet certain conditions to list spinoff units, including requirements to have been listed, and profitable, for at least the last three years.