ADVERTISEMENT
Market Infrastructure
HKEX’s New Board a High-stakes, Regulatory Gamble
By Peter Guy | 26/06/2017
Defying critics, proposed board includes platforms for dual class shares and tech start-ups.
Securities / Derivatives
Korea Introduces Derivatives, Bond Omnibus Accounts
By Editors | 26/06/2017
Move allows foreign investors to conduct multiple transactions through a single account with a global firm.
Securities / Derivatives
HKFE, SFC Fire off Conduct Warnings to Brokers
By Editors | 23/06/2017
A range of compliance and control issue failures uncovered at securities brokers in Hong Kong has prompted the SFC (Securities […]
Capital / Liquidity
At Last, MSCI Says ‘Aye’ to A-shares
By Editors | 21/06/2017
Index provider MSCI has at last decided to include Chinese A-shares in its products after three years of rejecting them, […]
Securities / Derivatives
CSRC Eyes Education to Halt Market Malpractice
By Editors | 19/06/2017
CSRC (the China Securities Regulatory Commission) kicked off the second phase of its campaign to educate investors about market malpractice. […]
Securities / Derivatives
APAC Implementation of IFRS 9 – A Work in Progress
By Garima Chitkara | 16/06/2017
Domestic institutions in Asia have a long road ahead to meet the January 2018 deadline, survey finds.
Securities / Derivatives
IOSCO Updates Advice on Wholesale Market Misconduct
By Editors | 15/06/2017
IOSCO (the International Organization of Securities Commissions) issued a report on tackling misconduct in wholesale financial markets, citing infamous incidents […]
Securities / Derivatives
India Sets Out Commodity Options Regime
By Editors | 15/06/2017
SEBI (the Securities and Exchange Board of India) this week issued two circulars clarifying the framework for the country’s upcoming […]
Securities / Derivatives
Indian Market Manipulation Cases Surge to Record High
By Editors | 07/06/2017
SEBI (Securities and Exchange Board of India) inquiries into possible market manipulation hit a record high of 174 in the […]
Market Infrastructure
Pakistan Confirms Further Progress on IOSCO Principles
By Editors | 07/06/2017
SECP (the Securities and Exchange Commission of Pakistan) sent a report to IOSCO (the International Organization of Securities Commissions) this […]
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team