SECURITIES / DERIVATIVES

Market Infrastructure

AxiomSL, SAP Launch Regulatory Data Product

By Samuel Riding | 15/06/2016

Platform supports regulatory and risk reporting, data aggregation.

Market Infrastructure

ASIC Confirms ASX Meets Regulatory Obligations

By Samuel Riding | 15/06/2016

Conclusion based on surveillance assessments and engagement with HK, Singapore regulators.

Market Infrastructure

PBOC to Allow FI Bankruptcies

By Samuel Riding | 14/06/2016

Deputy governor says orderly market exits for financial institutions should be encouraged.

Market Infrastructure

FIX Develops MiFID Reporting Protocol

By Samuel Riding | 14/06/2016

Protocol covers transmission of MiFID II transaction reports to approved mechanisms.

AML / KYC

MAS Sets Up Dedicated AML Unit

By Samuel Riding | 14/06/2016

Singapore regulator will also create new enforcement unit, drawing in staff from different divisions.

Market Infrastructure

CSRC to Further Strengthen Direct Supervision

By Samuel Riding | 13/06/2016

Regulator to continue with strict oversight, strengthen action on restructuring, M&A manipulation.

AML / KYC

Vietnam, S.Korea to Cooperate on Financial Supervision

By Samuel Riding | 13/06/2016

Vietnam’s NFSC and Korea’s FSC will also share data on regulatory activities and financial institutions.

Market Infrastructure

Bursa Malaysia Eases Broker, Clearing Participant Access

By Samuel Riding | 10/06/2016

Institutions will be able to start activity with only a notification to their respective markets.

Securities / Derivatives

China Grants 1st RQFII Quota to US

By Editors | 08/06/2016

USD38 billion quota is the second largest after Hong Kong’s.