Securities / Derivatives

    AML / KYC

    India to Allow Currency Hedging by Non-resident Companies

    By Samuel Riding | 19/10/2017

    RBI (the Reserve Bank of India) will allow central treasuries used by non-resident companies to hedge their rupee currency risk from trade transactions.

    Enforcement

    India Releases Draft Rules for Electronic Trading Platforms

    By Editors | 16/10/2017

    Move comes as National Stock Exchange bids to end case of alleged unfair access via its co-location facility by offering to pay fine.

    Market Infrastructure

    US, Europe Agree Margin Requirement, Trading Venue ‘Comparability’

    By Editors | 16/10/2017

    Swap dealers or major market participants subject to EC margin rules can assume ‘substituted compliance’ when dealing in US.

    Securities / Derivatives

    SGX to Revamp Securities Trading, Market Practice Rules

    By Editors | 11/10/2017

    Proposed market practice rules would end requirement that senior managers pre-approve staff to trade so long as customer information is protected.

    AML / KYC

    Hong Kong-China to Share Stock Connect Broker, Trader Names

    By Editors | 11/10/2017

    SFC chief says move will enhance market transparency and surveillance, and improve efficiency in cracking down on malpractice.

    Fintech / Regtech

    Singapore Enters 2nd Phase of Blockchain-based Payments Trial

    By Editors | 09/10/2017

    Trial has already been completed on interbank transfers; blockchain programme will be extended to include securities sector as well as payments.

    Market Infrastructure

    Top CSRC Official Calls on Derivatives Industry to Develop OTC Options

    By Samuel Riding | 04/10/2017

    Vice chair Fang Xinghai says stock index futures market has been ‘substantially restored’ since outright ban in September 2015.

    Market Infrastructure

    Vietnam to Increase Scrutiny of Electronic Trading for Security Loopholes

    By Editors | 04/10/2017

    Brokerages will be required to report more data, ensure their systems are transparent, fair, secure and compliant with national laws.

    Fintech / Regtech

    CPMI, IOSCO Call for Uniformity in UPI Creation, Reporting

    By Editors | 02/10/2017

    Report proposes that each UPI maps to reference data which indirectly describes an OTCD product without identifying transaction details.

    Market Infrastructure

    Equivalence not Regulatory Harmonisation the Answer for Asian FX

    By Editors | 28/09/2017

    GFMA, KPMG report suggests the number of liquidity providers will decline; market participants can’t expect harmonised regulatory environment.

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