SECURITIES / DERIVATIVES

    Securities / Derivatives

    Singapore Tightens Rules Against Money Laundering and Terrorist Financing

    By Editors | 19/07/2014

    The Monetary Authority of Singapore is requiring banks and other financial institutions to perform a risk assessment on money laundering and terrorist financing at a wider institutional level, beyond the assessment of individual customers.

    Securities / Derivatives

    Taiwan Relaxes Rules on Private Equity Funds

    By Editors | 15/07/2014

    Taiwan’s Financial Supervisory Commission has relaxed regulation on private equity by allowing domestic asset managers to raise funds for commodity-linked PE investments.

    Securities / Derivatives

    Indonesia Plans Tougher Rules for Foreign Banks

    By Editors | 15/07/2014

    A new draft of Indonesia’s banking bill has revealed that lawmakers plan to restrict the operation of foreign banks, setting a deadline for them to become legal entities in the form of Perseroan Terbatas (PT) and capping the level of foreign ownership.

    Securities / Derivatives

    China Eases Asset Restructuring Rules for Listed Firms

    By Editors | 12/07/2014

    The China Securities Regulatory Commission is relaxing rules for listed firms to buy, sell or swap assets in a bid to encourage mergers and acquisitions in the market.

    Securities / Derivatives

    S. Korea Regulator to Overhaul Financial Regulations

    By Editors | 11/07/2014

    The South Korean top financial regulator said it will remove regulatory hurdles and outdated practices in the financial sector this year as part of efforts to boost Asia’s fourth-largest economy.

    Securities / Derivatives

    More Chinese Banks Hit in Money Laundering Scandal

    By Editors | 10/07/2014

    China Citic Bank has become the second Chinese bank accused of breaching foreign exchange rules through services that allow people to take money out of the mainland.

    Securities / Derivatives

    Australian Government Plans Mandatory Central Clearing of AUD Interest Rate Derivatives

    By Editors | 10/07/2014

    The Australian government is proposing mandatory central clearing of Australian-denominated interest rate derivatives (IRD).

    Securities / Derivatives

    Hong Kong Regulator Fines Ping An for Control Failings

    By Editors | 09/07/2014

    The Securities and Futures Commission has fined Ping An of China Securities (Hong Kong) HK$6 million over “serious internal control deficiencies.”

    Securities / Derivatives

    Australian Regulator Reports on Fee Disclosure Norms for Super and Managed Investments

    By Editors | 08/07/2014

    Australian Securities and Investments Commission has released a report on its review of the fee and cost disclosure practices in the superannuation and managed investment industry.

    Securities / Derivatives

    Singapore Exchange Launches Liquidity Hub in Hong Kong

    By Editors | 08/07/2014

    Singapore Exchange has moved forward on a collaboration with the Hong Kong Exchanges and Clearing with the launch of SGX’s liquidity hub at the Hong Kong exchanges’ data centre.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team