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Securities / Derivatives
Sanctions Risk Within Supply Chain Financing
By Editors | 16/10/2013
Henry Balani from Accuity looks at the Anti-Money Laundering risks related to Trade Finance
Securities / Derivatives
Regulatory Fragmentation Challenge to Asset Management Industry
By Editors | 10/10/2013
A State Street survey of the Asset Management industry in APAC highlights significant challenges to capitalising on opportunities in the […]
Securities / Derivatives
Regulators from Asia attend meeting at ESMA
By Editors | 03/10/2013
Principals and senior representatives of authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil, the […]
Securities / Derivatives
FATCA Registry will Aid Foreign Financial Institutions’ Compliance Efforts
By Editors | 02/10/2013
The recent creation of a new online registration system for financial institutions to register with the U.S. Internal Revenue Service (IRS) will benefit compliance and legal staff.
Securities / Derivatives
Fitch Rates ICBC Basel III Notes ‘BBB+(exp)’
By Editors | 02/10/2013
Fitch Ratings has assigned Industrial and Commercial Bank of China (Asia) Ltd’s (ICBC Asia; A/Stable) upcoming 10-year Basel III-compliant Tier […]
Securities / Derivatives
ESMA Publishes Further Advice to Commision on Non-EU Countries
By Editors | 02/10/2013
The European Securities and Market Authority (ESMA) has published its second set of advice to the European Commission on the […]
Securities / Derivatives
ASEAN MoU to Establish Cross-Border Collective Investment Schemes
By Editors | 01/10/2013
The ASEAN Capital Markets Forum (“ACMF”) announced that the Securities Commission of Malaysia, the Monetary Authority of Singapore and the […]
Securities / Derivatives
Value Partners Receive RQFII Approval
By Editors | 12/09/2013
The China Securities Regulation Commission (CRSC) has approved Value Partners as a Renminbi Qualified Foreign Institutional Investor (RQFII). With this […]
Securities / Derivatives
Regional Regulators Bolster Cross-Border Cooperation in Market Surveillance
By Editors | 06/09/2013
Regulators from the Asia-Pacific region came together to bolster cross-border cooperation in market surveillance at the ‘Market Integrity Forum’ and […]
Securities / Derivatives
EMIR – Asian Countries Equivalence Reports
By Editors | 01/09/2013
ESMA has published its advice to the European Commission on the equivalence of the regulatory regimes for OTC derivatives clearing, […]
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