SECURITIES / DERIVATIVES

Securities / Derivatives

Regulatory Fragmentation Challenge to Asset Management Industry

By Editors | 10/10/2013

A State Street survey of the Asset Management industry in APAC highlights significant challenges to capitalising on opportunities in the […]

Securities / Derivatives

Regulators from Asia attend meeting at ESMA

By Editors | 03/10/2013

Principals and senior representatives of authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil, the […]

Securities / Derivatives

FATCA Registry will Aid Foreign Financial Institutions’ Compliance Efforts

By Editors | 02/10/2013

The recent creation of a new online registration system for financial institutions to register with the U.S. Internal Revenue Service (IRS) will benefit compliance and legal staff.

Securities / Derivatives

Fitch Rates ICBC Basel III Notes ‘BBB+(exp)’

By Editors | 02/10/2013

Fitch Ratings has assigned Industrial and Commercial Bank of China (Asia) Ltd’s (ICBC Asia; A/Stable) upcoming 10-year Basel III-compliant Tier […]

Securities / Derivatives

ESMA Publishes Further Advice to Commision on Non-EU Countries

By Editors | 02/10/2013

The European Securities and Market Authority (ESMA) has published its second set of advice to the European Commission on the […]

Securities / Derivatives

ASEAN MoU to Establish Cross-Border Collective Investment Schemes

By Editors | 01/10/2013

The ASEAN Capital Markets Forum (“ACMF”) announced that the Securities Commission of Malaysia, the Monetary Authority of Singapore and the […]

Securities / Derivatives

Value Partners Receive RQFII Approval

By Editors | 12/09/2013

The China Securities Regulation Commission (CRSC) has approved Value Partners as a Renminbi Qualified Foreign Institutional Investor (RQFII). With this […]

Securities / Derivatives

Regional Regulators Bolster Cross-Border Cooperation in Market Surveillance

By Editors | 06/09/2013

Regulators from the Asia-Pacific region came together to bolster cross-border cooperation in market surveillance at the ‘Market Integrity Forum’ and […]

Securities / Derivatives

EMIR – Asian Countries Equivalence Reports

By Editors | 01/09/2013

ESMA has published its advice to the European Commission on the equivalence of the regulatory regimes for OTC derivatives clearing, […]