SECURITIES / DERIVATIVES

    Securities / Derivatives

    Sanctions Risk Within Supply Chain Financing

    By Editors | 16/10/2013

    Henry Balani from Accuity looks at the Anti-Money Laundering risks related to Trade Finance

    Securities / Derivatives

    Regulatory Fragmentation Challenge to Asset Management Industry

    By Editors | 10/10/2013

    A State Street survey of the Asset Management industry in APAC highlights significant challenges to capitalising on opportunities in the […]

    Securities / Derivatives

    Regulators from Asia attend meeting at ESMA

    By Editors | 03/10/2013

    Principals and senior representatives of authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil, the […]

    Securities / Derivatives

    FATCA Registry will Aid Foreign Financial Institutions’ Compliance Efforts

    By Editors | 02/10/2013

    The recent creation of a new online registration system for financial institutions to register with the U.S. Internal Revenue Service (IRS) will benefit compliance and legal staff.

    Securities / Derivatives

    Fitch Rates ICBC Basel III Notes ‘BBB+(exp)’

    By Editors | 02/10/2013

    Fitch Ratings has assigned Industrial and Commercial Bank of China (Asia) Ltd’s (ICBC Asia; A/Stable) upcoming 10-year Basel III-compliant Tier […]

    Securities / Derivatives

    ESMA Publishes Further Advice to Commision on Non-EU Countries

    By Editors | 02/10/2013

    The European Securities and Market Authority (ESMA) has published its second set of advice to the European Commission on the […]

    Securities / Derivatives

    ASEAN MoU to Establish Cross-Border Collective Investment Schemes

    By Editors | 01/10/2013

    The ASEAN Capital Markets Forum (“ACMF”) announced that the Securities Commission of Malaysia, the Monetary Authority of Singapore and the […]

    Securities / Derivatives

    Value Partners Receive RQFII Approval

    By Editors | 12/09/2013

    The China Securities Regulation Commission (CRSC) has approved Value Partners as a Renminbi Qualified Foreign Institutional Investor (RQFII). With this […]

    Securities / Derivatives

    Regional Regulators Bolster Cross-Border Cooperation in Market Surveillance

    By Editors | 06/09/2013

    Regulators from the Asia-Pacific region came together to bolster cross-border cooperation in market surveillance at the ‘Market Integrity Forum’ and […]

    Securities / Derivatives

    EMIR – Asian Countries Equivalence Reports

    By Editors | 01/09/2013

    ESMA has published its advice to the European Commission on the equivalence of the regulatory regimes for OTC derivatives clearing, […]

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