Securities & Trading

Disclosures should be made through the SET’s online portal, company websites, annual registration statements and annual reports.

The SEC said the information contained in prospectuses and factsheets is repetitive and redundant, making it difficult for investors to digest the information.

ASIC calls on market participants and listed companies to be on the lookout for and report suspected ‘pump and dump’ activity in listed securities.

The guidelines impose requirements on governance, dealing conduct, risk management, internal control, internal audit and record-keeping.

Binance reportedly has plans to become a licensed financial institution, with a centralised headquarters, to make it easier to work with regulators.

Personal investors must have assets worth CNY 500,000 in securities and funds accounts, and at least two years of investment experience, to trade on the new exchange.

The new office will simplify capital raising, streamline registration processes, and promote SME-friendly underwriting and advisory programmes at FIs.

Measures proposed in a new IMF staff paper include enhanced liquidity management tools, redemption frequency limits, and the use of swing pricing to disincentivise early exits.

The BIS compares the ESG boom to railroad stocks in the mid-1800s, internet stocks during the dotcom bubble, and MBS during the GFC.

SEBI chairman Ajay Tyagi says moving to T+1 settlement will be good for all participants and not lead to liquidity fragmentation.