The new designations bring the total number of designated market makers for Southbound Bond Connect trading from 13 to 22.
Citadel agreed to pay $7mn to settle charges that it incorrectly marked short sale orders as long sales, and vice versa, over a five year period.
Goldman Sachs has agreed to USD 6 million for submitting deficient submissions that included missing or inaccurate trade data for at least 163 million transactions.
The new carbon credit market will allow trading in J-Credits, which are certified by the government and have already been circulating in Japan since 2013.
Direct clearing membership with LCH SwapClear and OTC Clear will help lower costs and enable better hedging tools for investors.
The programme will improve the efficiency of cross-border investment and financing on China’s interbank bond market, NAFMII said.
The measures include a lower stamp duty, the introduction of fractional share trading, and a faster IPO process.
Companies that don't pay dividends will be required to justify these decisions, and restrictions on stock sales may be imposed on their controlling shareholders.
The investment token is backed by three Bangkok luxury condominium projects. The ICO raised about THB 2.4 billion (USD 67 million).
ASIC said the firm was ‘negligent’ in its failure to identify suspicious trading by a client and ‘reckless’ in continuing to allow further suspicious trading after ASIC raised concerns.
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