Securities / Derivatives

The proportion of stock trading app users with at-risk gambling behaviours was more prevalent for apps with certain game-like elements.

DBS said it is the first Asian bank to complete an intraday repo transaction using the Onyx network, created by JP Morgan in 2020.

The restrictions on stock dividends will cover companies listed on the SME platform, OTC Market, and Alternative Trading Board.

The amendments simplify the cash penalties process by putting CSDs in charge of collection and distribution, including for CCP-cleared transactions.

ASIFMA offers three recommendations to further strengthen Korea’s capital markets and improve access for global institutional investors.

SEBI proposes new thresholds to quantify what constitutes a material event requiring disclosure, among other enhancements.

The SFC proposes to expand the list of specified contracts and introduce an excess position limit regime for clearing participants.

Regulation Asia held its fifth annual Awards ceremony on 22 November 2022. Here we explain our methodology and announce the winners for the year.

The draft rules strengthen obligations for bond intermediaries to improve their due diligence practices and serve as gatekeepers.

Manulife is the first foreign firm to receive approval to convert an existing joint venture into a wholly-owned fund management company.