Securities & Trading

For a one-month period in July, temporary trading will be allowed for SET listed securities that have been suspended for three months consecutively.

SEBI wants to institute a process that incentivises timely reporting of instances of insider trading and provides for the granting of rewards to whistleblowers.

If prime services are carried out in Hong Kong, prime brokers are expected to comply with Hong Kong rules and regulations regardless of where the risk positions are booked.

The Korea Securities Depository and nine brokerages are facing penalties for inadequate internal controls over their offshore equities trading

Adding to the European Commission's $1.2bn fine last month, Citigroup, Barclays, RBS, JP Morgan and MUFG have been fined $91mn by the Swiss Competition Commission.

The new trading platform is expected to improve pricing by unifying the existing fragmented market structure.

The report identifies the prerequisites for creating an ecosystem that facilitates sustainable finance, and sets out 10 recommendations for growth and emerging markets.

The three companies are among 117 that have so far applied for a listing. The three will now have to file listing registrations with the CSRC.

The new platform allows local small investors to subscribe to IPOs online. Previously, they had to file IPO subscription forms at designated mall kiosks.

The trading of options and specified futures contracts conducted on the Shanghai Futures Exchange will be subject to the eligibility rules.