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AML / KYC
HKMA, SFC Offer New Guidance on Suitability Obligations
By Manesh Samtani | 30/07/2023
HKMA and SFC say intermediaries can tailor their point-of-sale procedures to the personal circumstances of sophisticated professional investors.

Securities / Derivatives
Ant Group Restructures Ahead of Possible Hong Kong IPO – Reports
By Editors | 30/07/2023
Ant Group is undergoing restructuring to distance non-core operations, paving the way for a Hong Kong IPO.

Securities / Derivatives
TWSE Imposes Enhanced Regulatory Controls on Futures ETFs
By Editors | 30/07/2023
The measures mainly target leverage and inverse ETFs based on commodity futures, to protect investors who may not fully understand the risks.

Securities / Derivatives
Tokyo Bourse to Revise Guidance on Minimum Investment
By Editors | 29/07/2023
The move is aimed at encouraging companies to lower their minimum investment size and making shares more affordable for retail investors.

Securities / Derivatives
SEBI Launches Framework for Corporate Debt Support Fund
By Editors | 29/07/2023
During periods of market stress, the fund will step in to buy investment-grade debt securities from secondary markets.

Market Infrastructure
India: AMC Repo Clearing Launches Triparty Bond Repo Solution
By Editors | 29/07/2023
Eight entities participated in repo transactions on the first day of the new service from AMC Repo Clearing.

Securities / Derivatives
Malaysia Announces New Measure to Boost Capital Market
By Editors | 28/07/2023
The measures include reducing the board lot size, enabling fractional share trading. and enabling automatic transfers from the ACE Market to the Main Market of Bursa Malaysia.

Securities / Derivatives
Korea Outlines Reforms to Drive Listings by High-tech Firms
By Sanday Chongo Kabange | 28/07/2023
The new measures are aimed at making it easier for more high-tech companies to list on domestic capital markets.

Capital / Liquidity
HKMA, SFC Set Out Expectations Under New Regime for Depositaries
By Manesh Samtani | 28/07/2023
Applications now being accepted under the new regulatory regime for depositaries of collective investment schemes.

Securities / Derivatives
CSRC Warns Against Negative Portrayals of China in IPO Documents
By Editors | 27/07/2023
Markets regulator urges law firms to tone down China risk descriptions in IPO prospectuses for offshore listings.
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