Market Abuse

Market Abuse

Australian Equities Market Cleaner Since Rule Change

By Editors | 11/08/2016

Anomalous trading ahead of announcements declining, ASIC says.

Market Abuse

ASIC Prompts Banks on Handling of Sensitive Information

By Editors | 10/08/2016

While most firms have adequate policies, implementation is inconsistent.

Market Abuse

Continuous Disclosure Tops ASIC’s Enforcement List

By Editors | 10/08/2016

33 percent of ASIC market integrity enforcements addressed listed firms’ disclosure burden.

Anti-Money Laundering

Prosecutors Emboldened; Banks Under Pressure

By Peter Guy | 25/07/2016

Legal actions against 1MDB and HSBC open up a new era of aggressive action by prosecutors.

Market Abuse

Singapore Charges Ex-remisier with ‘Spoofing’

By Samuel Riding | 25/07/2016

Prosecution the result of first joint investigation by MAS and police.

Market Abuse

JSDA Targets Information Leaks

By Samuel Riding | 21/07/2016

Trade body to issue guidelines banning analysts from gathering data related to earnings.

Market Abuse

ASIC Details Alleged NAB Rate-rigging

By Samuel Riding | 11/07/2016

Australian banks should improve compliance as series of scandals emerges, regulator says.

Market Abuse

CSRC Tightens IPO Scrutiny

By Samuel Riding | 03/07/2016

Securities regulator initiates inspection campaign, cites series of problems.

Market Abuse

HSBC Files USD35mn Rate Rigging Settlement

By Samuel Riding | 21/06/2016

Proposed payment relates to anti-trust case alleging manipulation of two yen benchmarks.