Markets & Infrastructure

Clearing & Post-Trade

Australian Regulators Issue Equity Settlement Consultation

By Samuel Riding | 10/03/2017

Paper seeks comment on potential risks from 3 possible models for competition.

Conduct, Culture & Accountability

Australian Banks Failing to Meet Unfair Contract Terms

By Samuel Riding | 10/03/2017

ASIC deputy chair says it is considering ‘all regulatory options’.

Cloud & Infrastructure

Updated – Japan, UK Regulators Agree Fintech Referrals

By Samuel Riding | 10/03/2017

JFSA also eyes cross-border rule making on blockchain.

Custody & Infrastructure

MAS Completes Blockchain Settlement Project

By Samuel Riding | 10/03/2017

SGX to trial distributed ledger in fixed income trading, settlement.

Conduct, Culture & Accountability

Red Flags in HK Managers in Charge Regime

By Samuel Riding | 09/03/2017

July deadline looming large over financial institutions and their service providers.

Payments & Settlements

SEBI Allows All-digital Fee Payments

By Samuel Riding | 09/03/2017

Indian securities regulator also amends charges on derivatives transactions.

Cloud & Infrastructure

Singapore, Abu Dhabi Sign Fintech Regulation Agreement

By Samuel Riding | 09/03/2017

Jurisdictions establish strategic framework for assisting start-up applications, authorisation.

Supervision & Enforcement

ASIC Issues 2H16 Enforcement Report

By Samuel Riding | 08/03/2017

Regulator cites tackling ‘ailing confidence in market based system’ as a priority.

Conduct, Culture & Accountability

India to Establish Stewardship Code

By Samuel Riding | 06/03/2017

Code said to encourage institutional investors to engage on corporate risk, capital structure, governance and remuneration.