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Structural Regulation
EMIR Drives Legal Entity Identifiers Adoption in APAC
By Editors | 28/11/2013
The European Market Infrastructure Regulation (EMIR) has become the key driver this year for Asian regulators beginning to include pre-LEI codes in their reporting requirements
Conduct, Culture & Accountability
ASIC Pleased with Superannuation PDS Changes
By Editors | 27/11/2013
ASIC launched the shorter Product Disclosure Statement (PDS) Regime” in June 2012, and has now had a chance to review a sample of the shorter PDSs for superannuation and simple management investment schemes.
Structural Regulation
Asia’s Capital Markets: Strategies for Sustained Growth
By Editors | 26/11/2013
Collective industry voice reveals critical need to develop broader and deeper capital markets in the region.
Market Abuse
ASIC Launches Next Generation Market Surveillance System
By Editors | 25/11/2013
ASIC’s new market surveillance system is now in operation. The platform, knows as MAI (Market Analysis Intelligence) helps ASIC better […]
Structural Regulation
SGX Names New Chief Regulatory and Chief Risk Officers
By Editors | 25/11/2013
Singapore Exchange (SGX) has announced that Yeo Lian Sim is retiring as Chief Regulatory & Risk Officer at the end […]
Structural Regulation
ASIC Releases Revised Guidance on Custody
By Editors | 21/11/2013
ASIC has today released revised guidance on the custody of assets and standards to be met by asset holders. The […]
Clearing & Post-Trade
Malaysian Regulators Issue Consultation Paper on OTC Derivatives Reporting
By Editors | 21/11/2013
Securities Commission Malaysia (SC), Bank Negara Malaysia (BNM) and Perbadanan Insurans Deposit Malaysia (PIDM) have issued a joint consultation paper […]
Liquidity Risk
RBA Debelle: Remarks to the Centre for International Finance and Regulation (CIFR) Forum on Perspectives on Financial Markets
By Editors | 20/11/2013
The Reserve Bank of Australia’s Guy Debelle spoke to the Centre for International Finance and Regulation (CIFR) Forum on Perspectives […]
Structural Regulation
SFC Issues OTC Corporate Participant Survey
By Editors | 19/11/2013
The Securities and Futures Commission (SFC) today has issued a survey to corporate participants in the Hong Kong over-the-counter (OTC) […]
Structural Regulation
ESMA Issues Final Draft Regulatory Technical Standards for Non-EU Counterparties
By Editors | 19/11/2013
The European Securities and Markets Authority (ESMA) has issued final draft regulatory technical standards (RTS) related to derivative transactions by […]
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