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Operational Risk
China Mandates Credit-Based Regulation for Transport Sector
By Mark Johnston | 20/03/2026
Five authorities have set a 2030 deadline for a unified credit system linking ratings to regulatory treatment, market access, and consumer services.

Trading & Investment
Hong Kong to Offer Fee Relief to Facilitate Transition to Scripless Market
By Sanday Chongo Kabange | 20/03/2026
The government has ruled creating a dedicated fund to help securities dealers cover costs, but will offer fee waivers to ease the burden on small and medium firms.

Structural Regulation
IOSCO Consults on Closing OTC Commodity Oversight Gaps
By Manesh Samtani | 20/03/2026
IOSCO is seeking feedback on proposals to enhance visibility into OTC positions while addressing industry concerns over costs and confidentiality
Anti-Money Laundering
Papua New Guinea Banks Launch New Association to Strengthen Financial Sector
By Nithya Subramanian | 20/03/2026
The newly-formed PNG Banking Association aims to strengthen cooperation across the sector, support regulatory reforms and address FATF requirements.

Sustainable Finance
Hong Kong to Pilot Cross-Border Carbon Settlement with GBA Exchanges
By Sanday Chongo Kabange | 20/03/2026
Hong Kong is testing cross-border settlement and has explored tokenisation to help connect China's developing carbon market with international finance.

Trading & Investment
Korea FSC Designates NH Investment as Third IMA-Licensed Broker
By Mark Johnston | 20/03/2026
NH Investment & Securities joins an exclusive group of firms authorised to operate integrated management accounts, expanding Korea's prime brokerage market.

Structural Regulation
Korea Exchange to Overhaul Disclosures After Designation Error
By Sanday Chongo Kabange | 20/03/2026
KRX will create a new oversight committee and use AI to vet market-moving announcements after mistakenly clearing a company's administrative status.

Conduct, Culture & Accountability
Bursa Malaysia Reprimands, Fines KAF Investment Bank Over Listing Breaches
By Nithya Subramanian | 19/03/2026
Bursa Malaysia flags failures in handling material compliance issues and ensuring accurate listing disclosures.

Structural Regulation
Trade Bodies Urge UK to Exempt Key APAC Benchmarks in BMR Reform
By Manesh Samtani | 19/03/2026
Trade bodies warn against extra-territorial overreach, calling for exemptions for benchmarks critical to monetary policy and FX hedging in Asia.

Structural Regulation
China Tightens Grip on Hong Kong IPOs, Pushes 'Red-Chips' to Restructure
By Mark Johnston | 19/03/2026
The CSRC is discouraging overseas-incorporated firms from listing in Hong Kong, citing compliance risks and capital flight concerns.
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