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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
KYC & CDD
SEBI Eyes KYC System Reform
By Samuel Riding | 05/09/2016
Market intermediaries are having difficulties with centralised system.
Trading & Investment
China to Revise VC, Start-up Investment Rules
By Samuel Riding | 02/09/2016
Foreign investors to be given equal access with domestic players.
Trading & Investment
BSE-ICCL Launch FPI Handbook
By Samuel Riding | 02/09/2016
SEBI-backed handbook for foreign investors available in 8 languages.
Structural Regulation
RBI to Draft Guidelines for ‘Niche’ Banking
By Samuel Riding | 30/08/2016
India’s central bank aims to move away from universal bank model; boost financial inclusion.
Clearing & Post-Trade
Half of FSB Members Have Not Set VM Requirements
By Samuel Riding | 29/08/2016
Financial Stability Board calls for urgent steps to be taken to implement reforms.
Structural Regulation
Thailand to Enhance Securities Account Custody Rules
By Samuel Riding | 28/08/2016
Revisions would allow intermediaries to place client assets in more product types.
Trading & Investment
Foreign Portfolio Investment in Vietnam Hits Record High
By Samuel Riding | 26/08/2016
Stock exchange market cap of $71.3bn represents 38% of GDP, a 6-year high.
Trading & Investment
Indonesia to Allow CP, NCDs
By Samuel Riding | 26/08/2016
Central bank aims to encourage lenders to free up capital; avoid adding to $24.28bn in liquidity already parked with it by lenders.
Supervision & Enforcement
India, Abu Dhabi Regulators Ink Cooperation Pact
By Samuel Riding | 26/08/2016
SEBI has already signed 22 MoUs with other regulators; sent 44 assistance request to other jurisdictions in 2015/16.
Structural Regulation
Singapore Issues New Audit Measures
By Samuel Riding | 26/08/2016
Accounting regulator says approach aims to improve investor confidence.
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