Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    KYC & CDD

    SEBI Eyes KYC System Reform

    By Samuel Riding | 05/09/2016

    Market intermediaries are having difficulties with centralised system.

    Trading & Investment

    China to Revise VC, Start-up Investment Rules

    By Samuel Riding | 02/09/2016

    Foreign investors to be given equal access with domestic players.

    Trading & Investment

    BSE-ICCL Launch FPI Handbook

    By Samuel Riding | 02/09/2016

    SEBI-backed handbook for foreign investors available in 8 languages.

    Structural Regulation

    RBI to Draft Guidelines for ‘Niche’ Banking

    By Samuel Riding | 30/08/2016

    India’s central bank aims to move away from universal bank model; boost financial inclusion.

    Clearing & Post-Trade

    Half of FSB Members Have Not Set VM Requirements

    By Samuel Riding | 29/08/2016

    Financial Stability Board calls for urgent steps to be taken to implement reforms.

    Structural Regulation

    Thailand to Enhance Securities Account Custody Rules

    By Samuel Riding | 28/08/2016

    Revisions would allow intermediaries to place client assets in more product types.

    Trading & Investment

    Foreign Portfolio Investment in Vietnam Hits Record High

    By Samuel Riding | 26/08/2016

    Stock exchange market cap of $71.3bn represents 38% of GDP, a 6-year high.

    Trading & Investment

    Indonesia to Allow CP, NCDs

    By Samuel Riding | 26/08/2016

    Central bank aims to encourage lenders to free up capital; avoid adding to $24.28bn in liquidity already parked with it by lenders.

    Supervision & Enforcement

    India, Abu Dhabi Regulators Ink Cooperation Pact

    By Samuel Riding | 26/08/2016

    SEBI has already signed 22 MoUs with other regulators; sent 44 assistance request to other jurisdictions in 2015/16.

    Structural Regulation

    Singapore Issues New Audit Measures

    By Samuel Riding | 26/08/2016

    Accounting regulator says approach aims to improve investor confidence.

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