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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Emerging Prudential Risks
The Unintended Consequences of Securities Regulation
By Samuel Riding | 17/12/2015
IOSCO survey finds market participants see regulatory uncertainty as greatest potential systemic risk.
Structural Regulation
Paul Andrews Appointed Head of IOSCO
By Samuel Riding | 17/12/2015
FINRA managing director to take up secretary general post in March.
Trading & Investment
How Regulation is Accelerating Use of E-trading
By Editors | 16/12/2015
Moves to reduce systemic risk and increase transparency in OTC derivatives support technological innovation.
Trading & Investment
SGX Launches OTC Platform for Asian Bonds
By Samuel Riding | 16/12/2015
Trading venue is designed to tackle liquidity challenges caused by prevalence of small trades.
Trading & Investment
Indian Start-up Platform Fails to Take Hold
By Samuel Riding | 16/12/2015
Regulator urges investment banks to promote platform after no listings in first six months.
Cloud & Infrastructure
Fintech: Don’t Fear the Regulator
By Samuel Riding | 15/12/2015
Fintech start-ups need to know how regulators are welcoming innovators.
Conduct, Culture & Accountability
The Perils of Trying to Regulate Risk out of Private Banking
By Peter Guy | 15/12/2015
The impact of today’s regulatory environment is an ongoing challenge for private bankers and their clients. Here is how bankers are coping and adapting.
Payments & Settlements
Indonesia Plans Integrated Payment System
By Samuel Riding | 15/12/2015
National Payment Gateway, which has been delayed for several years, expected to be completed in 2016.
Trading & Investment
India to Launch Physical Gold Exchange
By Samuel Riding | 14/12/2015
Physical exchange backed by bullion association and BSE to be nation’s first.
Structural Regulation
Pakistan’s SECP Joins Islamic Board
By Samuel Riding | 14/12/2015
Securities and exchange regulator accepted into Islamic Financial Services Board.
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