CHINA SECURITIES REGULATORY COMMISSION

    Market Infrastructure

    Huatai Securities Wins First Approval to Issue GDRs in London

    By Editors | 03/12/2018

    The approval marks the launch of the Shanghai-London Stock Connect, which allows China- and London-listed firms to issue depository receipts in each other’s markets.

    Capital / Liquidity

    More Chinese Institutions to be Designated ‘Systemically Important’

    By Manesh Samtani | 29/11/2018

    Regulators will designate more financial institutions as ‘too big to fail’ and subject them to additional prudential and supervisory requirements.

    Market Infrastructure

    HKIFA Seeks Loosening of HK-China MRF Restrictions

    By Editors | 27/11/2018

    The industry association has been working with EY on proposals aimed at making it easier to distribute Hong Kong-based funds into China through the mutual recognition scheme.

    Market Infrastructure

    More Work Required to Remove Legal Barriers to Trade Reporting – FSB

    By Garima Chitkara | 22/11/2018

    While a number of legal barriers on reporting and accessing of trade data have been removed, some still remain. China’s position on trade data access remains uncertain.

    Securities / Derivatives

    Chinese Exchanges Prescribe 10-Day Limit for Stock Suspensions

    By Editors | 22/11/2018

    The Shanghai and Shenzhen stock exchange have issued new rules limiting the duration of stock suspensions to 10 trading days.

    Enforcement

    Chinese Exchanges Implement Compulsory Delisting Norms

    By Garima Chitkara | 21/11/2018

    The Shanghai and Shenzhen exchanges have implemented rules on the criteria for compulsory delisting of firms accused of major securities, public health or national security related violations.

    Market Infrastructure

    SGX to Distribute China Interbank Bond Indices to International Investors

    By Garima Chitkara | 15/11/2018

    The agreement to distribute CFETS-BOC bond indices outside of China is just one among four agreements signed between China and Singapore this week.

    Enforcement

    China to Station Anti-Graft Officials at State Banks, Insurers

    By Editors | 09/11/2018

    China is planning to install anti-graft officials at some of the largest state-owned financial institutions in the country, according to an SCMP report.

    Securities / Derivatives

    CSRC Addresses Lengthy Stock Suspensions in New Guidance

    By Editors | 07/11/2018

    China’s listed companies have historically used trading halts to prevent stock price declines during market stress, preventing investors from selling for long periods of time.

    Securities / Derivatives

    Shanghai Stock Exchange to Launch New Technology Board

    By Manesh Samtani | 06/11/2018

    Announced by President Xi Jinping, the new science and technology board will subject innovative enterprises to different profitability and ownership requirements.

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