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Capital / Liquidity
China’s Listed Companies Receive Support from Brokers
By Editors | 05/11/2018
Eleven brokerages have contributed $3.7bn to help listed companies facing liquidity issues, while a new programme is launched to support corporate bond issuances.
Market Infrastructure
MAS, CSRC Enhance Cooperation on Capital Markets, Derivatives
By Editors | 01/11/2018
The derivatives MoU will enhance cross-border supervision and the development of futures markets, while staff exchanges will deepen ties between the agencies.
Market Infrastructure
StanChart Becomes First Foreign Bank with Custody Licence in China
By Editors | 30/10/2018
The CSRC has granted Standard Chartered Bank a domestic fund custody licence, which until now has been reserved for local institutions.
Market Infrastructure
Shinzo Abe’s Beijing Visit Paves Way for Financial Sector Cooperation
By Manesh Samtani | 29/10/2018
Forty years since the 1978 peace treaty marked by a series of MoUs between central banks, securities regulators, stock exchanges and industry bodies, among others.
Securities / Derivatives
China Formalises Measures to Support Markets, Private Enterprises
By Manesh Samtani | 23/10/2018
The measures include more funding to support bank lending to small firms and a broker-led fund to support listed companies facing forced liquidation of pledged shares, among others.
Securities / Derivatives
China’s Top Regulators Restore Market Confidence with Vow of Support
By Manesh Samtani | 22/10/2018
The PBOC, CBIRC and CSRC issued statements announcing new measures to support China’s market after equities fell to their lowest levels since May 2014.
Enforcement
Scandal-Hit Chinese Drug Maker Faces CSRC Fine
By Garima Chitkara | 17/10/2018
The CSRC’s 600,000 yuan fine on Changsheng Biotechnology for falsifying data for a rabies vaccine form a small part of the 9.1 billion yuan it will have to pay.
Securities / Derivatives
China Releases Guidelines on Shanghai-London Stock Connect
By Editors | 15/10/2018
The guidelines set a minimum cap for London-listed firms seeking to issue depository receipts in China, among other requirements.
AML / KYC
China Issues AML/CTF Rules for Online Financial Institutions
By Editors | 12/10/2018
Online FIs required to verify client identities, monitor terrorist organisations and activities, properly store client information and transaction records, and report large-value and suspicious transactions.
Securities / Derivatives
ASIFMA Handbook Lays Out Reform Steps for China Securitisation Market
By Garima Chitkara | 03/10/2018
Industry body calls for streamlined securitisation framework, permanence of tax exemptions, and relaxation of rules for foreign investment into China’s ABS market.
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