SECURITIES / DERIVATIVES

Securities / Derivatives

ESMA Publishes APAC CCPs Request for Recognition

By Editors | 06/11/2013

ESMA published November 5th a list of central counterparties (CCP) established in non-EEA countries which have applied for recognition under […]

Securities / Derivatives

IFSB-IOSCO-SC Collaborate on Disclosure Requirements for Islamic Capital Market Products

By Editors | 04/11/2013

The Islamic Financial Services Board (IFSB), the International Organization of Securities Commissions (IOSCO) and the Securities Commission Malaysia (SC) have […]

Securities / Derivatives

Tokyo FSB Meeting Discusses Shadow Banking

By Editors | 31/10/2013

The Financial Services Agency of Japan hosted the fifth meeting of The Financial Stability Board (FSB) Regional Consultative Group for […]

Securities / Derivatives

FATF Identify AML/CFT Risk Countries

By Editors | 25/10/2013

The Financial Action Task Force (FATF) has issued a statement highlighting jurisdictions that have strategic deficiencies that pose a risk […]

Securities / Derivatives

Mongolian Banks Under Pressure From State Involvement

By Editors | 21/10/2013

Fitch Ratings says in a new report that the Mongolian government’s credit stimulus adds pressure on banks’ margins, capital, and […]

Securities / Derivatives

Sanctions Risk Within Supply Chain Financing

By Editors | 16/10/2013

Henry Balani from Accuity looks at the Anti-Money Laundering risks related to Trade Finance

Securities / Derivatives

Regulatory Fragmentation Challenge to Asset Management Industry

By Editors | 10/10/2013

A State Street survey of the Asset Management industry in APAC highlights significant challenges to capitalising on opportunities in the […]

Securities / Derivatives

Regulators from Asia attend meeting at ESMA

By Editors | 03/10/2013

Principals and senior representatives of authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil, the […]

Securities / Derivatives

FATCA Registry will Aid Foreign Financial Institutions’ Compliance Efforts

By Editors | 02/10/2013

The recent creation of a new online registration system for financial institutions to register with the U.S. Internal Revenue Service (IRS) will benefit compliance and legal staff.