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Securities / Derivatives
SFC Warns Firms Against Obstruction During Supervisory Inspections
By Sanday Chongo Kabange | 30/01/2026
The securities regulator calls out obstruction during recent inspections and reminds firms of their legal duties, outlining potential severe penalties for non-compliance.

Securities / Derivatives
Korea to Grant FSS Investigation Powers After Presidential Intervention
By Sanday Chongo Kabange | 30/01/2026
The FSC has now conceded on granting the FSS new powers for capital market probes, but disputes over the full scope and control mechanisms remain.

ESG / Sustainability
ASX Constitutes New Advisory Group on Corporate Governance
By Sanday Chongo Kabange | 30/01/2026
The new advisory body, chaired by former central bank governor Philip Lowe, will overhaul governance principles for Australia's listed market.

Market Infrastructure
KRX Facing Backlash in Push for Extended Trading Hours
By Mark Johnston | 30/01/2026
The KRX plan to boost competitiveness is met with fierce opposition from its securities union, which warns of risks from inadequate market surveillance.

Securities / Derivatives
HKEX Lists First Physically-Redeemable Gold ETF in a Decade
By Sanday Chongo Kabange | 30/01/2026
The new fund, part of a push to create a gold trading hub, features defined market-making rules and a landmark physical redemption option.

Securities / Derivatives
Korea to Permit Single-Stock Leveraged ETFs in Major Market Overhaul
By Sanday Chongo Kabange | 30/01/2026
Regulators will also expand options products to boost covered-call ETF development and introduce new investor protection rules for leveraged products.

Securities / Derivatives
HKMA, SFC Consult on Standard Calculation Periods Under OTC Clearing Rules
By Sanday Chongo Kabange | 30/01/2026
The proposal aims to create a permanent, predictable schedule for mandatory clearing assessments, boosting efficiency and certainty for derivatives dealers.

Securities / Derivatives
Korea Jails Former Meritz Securities Exec over Illegal Loan Scheme
By Sanday Chongo Kabange | 29/01/2026
Seoul court found the executive used non-public real estate project finance data to secure loans through a family firm, undermining market integrity.

Capital / Liquidity
Hong Kong to Review Listing Rules, Transition to T+1 Settlement
By Sanday Chongo Kabange | 29/01/2026
Financial Secretary Paul Chan outlined a multi-pronged strategy to bolster market competitiveness, including developing new gold and RMB products.

Securities / Derivatives
Hong Kong Preparing to Enhance Incentives for Funds, Private Capital
By Sanday Chongo Kabange | 29/01/2026
New bill will enhance tax breaks for funds, family offices and carried interest, expanding qualifying assets to include private credit.
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