Securities / Derivatives

    Securities / Derivatives

    WFE Maps Policy Levers to Boost Global IPO Activity

    By Nithya Subramanian | 01/12/2025

    A new study finds market liquidity, GDP growth and targeted regulatory flexibility are the strongest drivers of IPO activity, offering policymakers a data-backed roadmap to attract new listings.

    Securities / Derivatives

    MAS Updates CIS Code, Confirms New Financial Reporting Rules

    By Nithya Subramanian | 01/12/2025

    The MAS has confirmed that all existing authorised schemes, including REITs, must transition to SFRS(I) reporting to strengthen governance and disclosure standards.

    Securities / Derivatives

    Hong Kong SFC Streamlines Post-Authorisation Rules for UCITS Funds

    By Sanday Chongo Kabange | 01/12/2025

    The SFC has removed prior approval requirements for many scheme changes, aiming to boost efficiency and market competitiveness.

    Securities / Derivatives

    FSC Korea Publishes Unified Account Guidelines for Foreign Investors

    By Nithya Subramanian | 01/12/2025

    New guidelines detail operational procedures for omnibus accounts, ahead of a regulatory change in January 2026 aimed at boosting market access.

    Securities / Derivatives

    Australia Passes Omnibus Bill to Amend Beneficial Ownership, Adviser Education Rules

    By Sanday Chongo Kabange | 01/12/2025

    The wide-ranging law introduces new derivative disclosure rules, fixes a key financial adviser education pathway, and extends small business support.

    Securities / Derivatives

    SEBI Overhauls Distributor Incentives to Deepen Mutual Fund Penetration

    By Nithya Subramanian | 01/12/2025

    SEBI has replaced an inflow-based model with an onboarding incentive to attract new investors from beyond top-tier cities and women.

    Securities / Derivatives

    Guangzhou Futures Exchange Launches Platinum and Palladium Contracts

    By Manesh Samtani | 01/12/2025

    GFEX has launched the yuan-denominated contracts with a unique physical settlement option aimed at boosting domestic price discovery.

    Securities / Derivatives

    China, Azerbaijan Regulators to Deepen Cooperation on Capital Markets

    By Editors | 01/12/2025

    Top financial and securities regulators from the two countries explored cooperation on market development, risk-based supervision, and the use of AI.

    Securities / Derivatives

    SEBI Orders Debenture Trustees to Ring-Fence Non-Regulated Activities

    By Nithya Subramanian | 30/11/2025

    The move requires the creation of separate business units and enhanced disclosures, aiming to prevent conflicts of interest and protect investors.

    Securities / Derivatives

    TAIFEX Announces Incentives to Boost Equity Options Trading

    By Editors | 30/11/2025

    TAIFEX is offering cash prizes and significant fee rebates to futures commission merchants, brokers, and institutional investors.

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