Securities / Derivatives

    ESG / Sustainability

    Philippines SEC Mandates Strict 9-Year Term for Independent Directors

    By Sanday Chongo Kabange | 29/01/2026

    The SEC removes extensions and sets a firm nine-year cumulative term for independent directors of listed firms to bolster board independence.

    Securities / Derivatives

    Bangladesh to Tighten Corporate Lending Rules to Develop Bond Market

    By Editors | 29/01/2026

    The central bank will enforce strict single borrower limits to tackle NPLs, reduce reliance on bank financing, and encourage more bond issuance.

    Securities / Derivatives

    Thailand SEC Proposes Rules for Tokenised Mutual Funds

    By Nithya Subramanian | 28/01/2026

    The SEC has issued draft principles to govern the sale and redemption of tokenised MF units, aiming to enable instantaneous transactions, enhance efficiency, and support the digital economy.

    Securities / Derivatives

    Hong Kong Sets Fraud Precedent in Landmark Naked Short-Selling Case

    By Sanday Chongo Kabange | 28/01/2026

    A court convicted four individuals of fraud, not just regulatory breaches, for a scheme that netted HKD 3.3 million.

    Securities / Derivatives

    China Tightens Rules on Fund Performance Benchmarks

    By Mark Johnston | 28/01/2026

    New rules will transform benchmarks from a loose reference into a binding constraint on investment, disclosure, and even fund manager compensation.

    Securities / Derivatives

    China Hits Private Fund with Record CNY 41M Fine for Systemic Fraud

    By Mark Johnston | 28/01/2026

    Regulators impose a record penalty and lifetime ban for a scheme involving market manipulation, misappropriated funds, and a vast fundraising network.

    Enforcement

    SHFE Imposes Trading Curbs on 16 Firms Trading Metals Markets

    By Mark Johnston | 28/01/2026

    The Shanghai exchange has imposed trading curbs on 16 clients and tightened position limits, sending tin prices tumbling.

    Securities / Derivatives

    RBI, ESMA Sign Pact to End Dispute Over CCP Supervision

    By Manesh Samtani | 28/01/2026

    The agreement allows Indian central counterparties to re-apply for EU recognition, resolving a long-standing impasse over regulatory oversight.

    Securities / Derivatives

    FIX Tackles 24-Hour US Trading Impact on Global Investors

    By Editors | 28/01/2026

    A new working group will address regulatory and operational hurdles for APAC firms as US exchanges move towards round-the-clock trading.

    ESG / Sustainability

    HKEX and Brazil's B3 Forge Alliance on Carbon Markets, Sustainable Finance

    By Sanday Chongo Kabange | 28/01/2026

    The exchange operators will explore potential equity cross-listings and the development of new carbon and ESG products across Asia and South America.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.