Securities / Derivatives

    Securities / Derivatives

    SFC Warns Firms Against Obstruction During Supervisory Inspections

    By Sanday Chongo Kabange | 30/01/2026

    The securities regulator calls out obstruction during recent inspections and reminds firms of their legal duties, outlining potential severe penalties for non-compliance.

    Securities / Derivatives

    Korea to Grant FSS Investigation Powers After Presidential Intervention

    By Sanday Chongo Kabange | 30/01/2026

    The FSC has now conceded on granting the FSS new powers for capital market probes, but disputes over the full scope and control mechanisms remain.

    ESG / Sustainability

    ASX Constitutes New Advisory Group on Corporate Governance

    By Sanday Chongo Kabange | 30/01/2026

    The new advisory body, chaired by former central bank governor Philip Lowe, will overhaul governance principles for Australia's listed market.

    Market Infrastructure

    KRX Facing Backlash in Push for Extended Trading Hours

    By Mark Johnston | 30/01/2026

    The KRX plan to boost competitiveness is met with fierce opposition from its securities union, which warns of risks from inadequate market surveillance.

    Securities / Derivatives

    HKEX Lists First Physically-Redeemable Gold ETF in a Decade

    By Sanday Chongo Kabange | 30/01/2026

    The new fund, part of a push to create a gold trading hub, features defined market-making rules and a landmark physical redemption option.

    Securities / Derivatives

    Korea to Permit Single-Stock Leveraged ETFs in Major Market Overhaul

    By Sanday Chongo Kabange | 30/01/2026

    Regulators will also expand options products to boost covered-call ETF development and introduce new investor protection rules for leveraged products.

    Securities / Derivatives

    HKMA, SFC Consult on Standard Calculation Periods Under OTC Clearing Rules

    By Sanday Chongo Kabange | 30/01/2026

    The proposal aims to create a permanent, predictable schedule for mandatory clearing assessments, boosting efficiency and certainty for derivatives dealers.

    Securities / Derivatives

    Korea Jails Former Meritz Securities Exec over Illegal Loan Scheme

    By Sanday Chongo Kabange | 29/01/2026

    Seoul court found the executive used non-public real estate project finance data to secure loans through a family firm, undermining market integrity.

    Capital / Liquidity

    Hong Kong to Review Listing Rules, Transition to T+1 Settlement

    By Sanday Chongo Kabange | 29/01/2026

    Financial Secretary Paul Chan outlined a multi-pronged strategy to bolster market competitiveness, including developing new gold and RMB products.

    Securities / Derivatives

    Hong Kong Preparing to Enhance Incentives for Funds, Private Capital

    By Sanday Chongo Kabange | 29/01/2026

    New bill will enhance tax breaks for funds, family offices and carried interest, expanding qualifying assets to include private credit.

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