Securities / Derivatives

    Securities / Derivatives

    Laos Launches First Fund Management Firm to Stimulate Capital Markets

    By Nithya Subramanian | 02/02/2026

    The launch of first licensed fund management firm is expected to deepen Laos’ nascent capital market, broaden investment options and attract both domestic and foreign capital.

    Securities / Derivatives

    China Probes $1.4bln Collapse of Gold Trading Platform

    By Editors | 02/02/2026

    An unlicensed Shenzhen platform using a 'pre-pricing' model failed after a gold rally, prompting an official investigation into huge losses.

    Securities / Derivatives

    China Imposes 50% Country Cap on New Funds Under MRF Scheme

    By Editors | 30/01/2026

    New verbal guidance for the Mutual Recognition of Funds scheme aims to curb outflows and protect investors, but exempts Hong Kong.

    Securities / Derivatives

    NZX Proposes Rule Changes to Curb Wash Trades via Intermediaries

    By Sanday Chongo Kabange | 30/01/2026

    The consultation clarifies how its 'Booking Purposes Only Transaction' service applies to the underlying clients of approved financial intermediaries.

    Securities / Derivatives

    Korean President Orders 'Fundamental Upgrade' of Capital Market Systems

    By Editors | 30/01/2026

    The review will cover the entire capital market system, including listing and governance rules, dual listings, and holding company requirements.

    Securities / Derivatives

    Indonesia’s OJK Announces Measures to Meet MSCI Requirements

    By Nithya Subramanian | 30/01/2026

    The OJK outlines steps to strengthen transparency, governance, and shareholder disclosure in Indonesia’s capital markets, including free float rules and ultimate beneficial owner reporting.

    Securities / Derivatives

    Bangladesh Overhauls Rules for Primary Dealers in Government Securities

    By Editors | 30/01/2026

    New framework introduces mandatory bidding obligations, secondary market turnover targets, and a performance-based ranking system to deepen the government securities market.

    Securities / Derivatives

    India’s IEPFA Proposes Faster Refunds for Small Investor Claims

    By Nithya Subramanian | 30/01/2026

    The investor protection authority has floated rule changes to cut paperwork and timelines, including a 30-day turnaround for low-value claims.

    ESG / Sustainability

    Korea Mandates Wider English Disclosure, Pay Transparency Rules

    By Sanday Chongo Kabange | 30/01/2026

    Listed companies will be required to disclose detailed AGM voting results and how they link executive pay to company performance.

    Securities / Derivatives

    SFC Warns Firms Against Obstruction During Supervisory Inspections

    By Sanday Chongo Kabange | 30/01/2026

    The securities regulator calls out obstruction during recent inspections and reminds firms of their legal duties, outlining potential severe penalties for non-compliance.

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